Compliance Conduct Advisory Officer
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm’s employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.
As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethics. Morgan Stanley can provide a superior foundation for building a professional career – a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.
The Global Compliance Department manages a Firmwide Compliance Risk Management program, including Compliance risks that transcend business lines, legal entities and jurisdictions of operation.
We are seeking a professional to join the Global Conduct Risk function within the Legal and Compliance division
. Primary responsibilities will include: managing the Integrity Hotline, inclusive of identifying the appropriate investigative resource and assigning the matter for investigation, identifying significant matters for escalation, and managing open matters to completion. In addition, responsibilities will include assisting in the development and maintenance of global policies and procedures, including the Global Speaking Up and Reporting Concerns Policy and the Global Conduct Risk Management Policy, as well as reporting responsibilities such as analyzing, reconciling, and identifying trends in data from numerous source systems.
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