[MAS] Deputy Director / Assistant Director, Capital Markets Intermediaries

Monetary Authority of Singapore

Job Description

You will be part of a team responsible for the supervision of capital market intermediaries – including broker-dealers, corporate finance advisers and trust companies – to promote stronger and more resilient intermediaries.

You will have responsibility for admitting new intermediaries into our capital markets industry, performing risk assessments of licensed intermediaries under your supervision and contributing to policy reviews related to the supervision of intermediaries. You will also conduct off-site supervision and on-site inspections of these entities to assess the effectiveness of their risk management systems and internal controls and the adequacy of their market conduct practices.

In the course of your work, you will have opportunities to interact with other departments in MAS as well as external parties such as industry bodies, foreign regulators, other government agencies and supranational bodies.

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