Registered Client Associate Private Client Group
Important Note During the application process, ensure your contact information
(email and phone number) is up to date and upload your current resume when
submitting your application for consideration. To participate in some selection
activities you will need to respond to an invitation. The invitation can be
sent by both email and text message. In order to receive text message
invitations, your profile must include a mobile phone number designated as
'Personal Cell' or 'Cellular' in the contact information of your application.
At Wells Fargo, we want to satisfy our customers' financial needs and help them
succeed financially. We're looking for talented people who will put our
customers at the center of everything we do. Join our diverse and inclusive
team where you'll feel valued and inspired to contribute your unique skills and
Help us build a better Wells Fargo. It all begins with outstanding talent. It
all begins with you.
Wealth and Investment Management (WIM) businesses build enduring client
relationships through sound, thoughtful and objective advice. We help our
clients by developing individualized plans for everything from retirement goals
to business succession planning, to family legacy intentions. Services include
comprehensive planning and advice, investment management, brokerage, private
banking, estate planning strategies, trust, and both individual and
Provides sales practice as well as overall administrative and operational
client service support to assist the business activities of the Financial
Advisor(s). Interfaces directly with clients and may solicit orders from
clients, provide investment advice to clients, and cold call potential clients
for brokerage accounts, under the direction of the Financial Advisor and as
securities licensing and registrations permit. Provides assistance to the
Financial Advisor by furnishing account information and quotes, establishing
new accounts, and processing deliveries and/or payments. Performs various
administrative functions for the Financial Advisor(s) and/or Branch Manager
including, but not limited to, preparing forms and reports from rough drafts,
as well as preparing and/or originating correspondence for the Financial
Advisor, which may include marketing campaigns. Handles telephone calls and
other inquiries, for research reports as well as resolving account problems.
Establishes and maintains files to meet regulatory requirements, creates and
produces reports and databases while establishing and maintaining files and
record keeping necessary to support sales efforts. Provides knowledge and
systems support to branch personnel and training for entry-level assistants.
* Successfully completed FINRA Series 7 and 66 (or 63 and 65) exams to
qualify for immediate registration (or FINRA recognized equivalents)
* Strong client service skills
* Strong attention to detail and accuracy skills
* Effective organizational, multi tasking, and prioritizing skills
* Good verbal, written, and interpersonal communication skills
* Ability to answer and manage multiple phone lines
* Ability to answer phones in a professional and friendly manner
* Ability to schedule and plan meetings, events, and travel arrangements
* Obtaining and/or maintaining appropriate Financial Industry Regulatory
Authority (FINRA) license(s) is required for ongoing employment in this
position. In addition state registration, specific product licenses or
SAFE licensing may apply. Additional requirements include meeting
enhanced financial fitness and criminal background standards. Wells Fargo
will initiate the FINRA review process at the time of offer acceptance.
* For specific FINRA qualification exams obtained after 9/30/2018, the
Securities Industry Essentials (SIE) exam co-requisite may also be
NY-New York280 Park Ave - New York, NY
All offers for employment with Wells Fargo are contingent upon the candidate
having successfully completed a criminal background check. Wells Fargo will
consider qualified candidates with criminal histories in a manner consistent
with the requirements of applicable local, state and Federal law, including
Section 19 of the Federal Deposit Insurance Act.
Relevant military experience is considered for veterans and transitioning
service men and women.
Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/
Female/Disabled/Veteran/Gender Identity/Sexual Orientation.
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